Pre-competency assessments

The livelihood of your business depends on financial planning in a compliant manner. I can carry out pre-competency assessments on potential new advisers joining your team or network. These can be driven by your internal requirements but will usually include roleplays, case studies and some technical testing.

If you want to meet your annual FCA fit and proper requirements and deliver the strongest outcomes for your clients, flexibly and cost-efficiently, get in touch.